The PKS Financial Services Difference

Relationship

A relationship is defined as, “something that connects or joins together participants.” This is the essence of PKS Financial Services. We are your connection, the liaison that effectively brings together ideas, resources and solutions, creating a wide array of opportunity for all involved. PKS Financial is passionate about your business and we are ambassadors’ of the products, solutions and benevolence that our industry cultivates on a daily bases. We have the resources; knowledge and experience to help you achieve the goals, dreams and vision you have for you and your family.

Partner

PKS Financial is known for being a trusted ally, helping build businesses and enhancing client relationships. In cooperation with Registered Investment Advisors (RIA) firms, PKS Financial offers a solution to advisors and their clients who wish to investigate, evaluate and analyze the features and benefits of using annuity and insurance products to secure, enhance and preserve their accumulated wealth.

Open Architecture

PKS Financial Services is company and product agnostic. What this means to the advisor and client is that the client and their needs are always primary in the relationship. Whatever the client needs to accomplish their financial goals is what is recommended. PKS Financial is an independent corporation and is not required to place business with specific insurance companies. This frees up the advisor to make the best recommendation for their client.

Unbridled Resources

The partnership between PKS Financial Services and Ash Brokerage brings together tremendous resources for the advisor and their client to leverage. The PKS Financial/Ash Brokerage partnership provides access to more than 80 life insurance, long-term care insurance, disability insurance and annuity companies providing products and support for the advisor and their clients. The PKS Financial/Ash Brokerage partnership also makes available more than 300 employees dedicated to the support of both advisors and clients.

Nationwide Offices

The combination of more than 400 PKS independent offices and Ash Brokerage offices, located throughout the United States, means there is virtually no area than cannot be serviced by a PKS Financial or Ash Brokerage office.

Entrepreneurial Spirit

The entrepreneurial spirit is alive and doing well in America. This is very apparent to anyone who does business with PKS Financial and Ash Brokerage. PKS Financial and Ash Brokerage are both privately owned independent businesses that are successful because they put the client first. Without clients, neither company would be successful; we know that our success is dictated by our clients’ successes and we live by this mantra each and every day.

About PKS Financial

Privacy Policy

Protecting your privacy is very important to us. We are strongly committed to safeguarding the information you provide us and to use it responsibly. Because of our commitment to you, we have adopted and adhere to the following policy regarding the privacy of your personal information.

Collection of Information

We may collect nonpublic personal financial information about you from some or all of the following sources:

Information we receive from you on applications, new account forms, and fact-finding questionnaires.
Your transactions with us, our affiliates, and those product sponsors with whom we have vendor agreements or other arrangements for the provision of services to you.
Information we receive from non-affiliated third parties, including, but not limited to consumer reporting agencies.
Affiliated and unaffiliated product sponsors with whom we have selling relationships and whose products you own.

Disclosure of Information

We will not share nonpublic personal information concerning our potential, current, or former customers with affiliated or unaffiliated third parties, except as permitted by law. Nor will we share this information for marketing purposes, except as permitted by law.

Generally, we may disclose customer nonpublic personal information to affiliates and non-affiliated third parties that provide services to us or have contracts with us to supply the products or services that you have requested through us.

Examples of third parties with whom we may share your information include:

Insurance companies, mutual fund companies, insurance support organizations, and other product sponsors to effect purchases and sales and allow for the servicing of your account.
Your agent or broker/dealer;clearing agencies through whom we clear and settle securities transactions.
Third party investment advisory firms with whom we have relationships for the management of customer advisory accounts.
Businesses, like banks and other financial institutions with whom we have an agreement for the marketing and sale of products and services.
Regulatory or law-enforcement authorities.
Record keeping companies.

Where we share your nonpublic personal information with third parties for the purposes noted above, we ensure that there are contractual restrictions on their use and disclosure of that information.

Protection of Information

We have security practices and procedures in place to prevent unauthorized use or access to your nonpublic personal information. Within our corporation, your information is only available to those individuals requiring access to process or service your transactions with us, and those fulfilling compliance, legal or audit functions on our behalf. We maintain physical, electronic, and procedural safeguards to ensure the protection of your nonpublic personal information in accordance with state and federal privacy regulations.