About PKS Financial Services, Inc.

PKS Financial Services, Inc (PKSF) is a PKS affiliate that operates as an insurance sales agency throughout the United States, providing a cutting edge insurance platform for the Registered Investment Advisor. The Firm traces its roots back to 1989 when it began as a brokerage firm catering to high net worth individuals, CEOs, high profile professional athletes and large institutional clients.

PKS Financial Services' competitive advantage in strategic issues is secured by an extensive knowledge of Insurance, Annuities, Estate Planning and Succession Planning. This depth and breadth of understanding in these fields of study ultimately benefits the advisor and their clients.

Offering a full array of products and services to meet client needs, PKS Financial Services provides access to:

Insurance

Life
Long-Term Care
Disability Income
Linked Benefit

Annuities

Fixed
Immediate
Deferred
Index

Retirement products and programs

PKS Financial is a privately owned N.Y. corporation which functions as an advocate on behalf of the advisor and their clients.

About PKS Financial

Privacy Policy

Protecting your privacy is very important to us. We are strongly committed to safeguarding the information you provide us and to use it responsibly. Because of our commitment to you, we have adopted and adhere to the following policy regarding the privacy of your personal information.

Collection of Information

We may collect nonpublic personal financial information about you from some or all of the following sources:

Information we receive from you on applications, new account forms, and fact-finding questionnaires.
Your transactions with us, our affiliates, and those product sponsors with whom we have vendor agreements or other arrangements for the provision of services to you.
Information we receive from non-affiliated third parties, including, but not limited to consumer reporting agencies.
Affiliated and unaffiliated product sponsors with whom we have selling relationships and whose products you own.

Disclosure of Information

We will not share nonpublic personal information concerning our potential, current, or former customers with affiliated or unaffiliated third parties, except as permitted by law. Nor will we share this information for marketing purposes, except as permitted by law.

Generally, we may disclose customer nonpublic personal information to affiliates and non-affiliated third parties that provide services to us or have contracts with us to supply the products or services that you have requested through us.

Examples of third parties with whom we may share your information include:

Insurance companies, mutual fund companies, insurance support organizations, and other product sponsors to effect purchases and sales and allow for the servicing of your account.
Your agent or broker/dealer;clearing agencies through whom we clear and settle securities transactions.
Third party investment advisory firms with whom we have relationships for the management of customer advisory accounts.
Businesses, like banks and other financial institutions with whom we have an agreement for the marketing and sale of products and services.
Regulatory or law-enforcement authorities.
Record keeping companies.

Where we share your nonpublic personal information with third parties for the purposes noted above, we ensure that there are contractual restrictions on their use and disclosure of that information.

Protection of Information

We have security practices and procedures in place to prevent unauthorized use or access to your nonpublic personal information. Within our corporation, your information is only available to those individuals requiring access to process or service your transactions with us, and those fulfilling compliance, legal or audit functions on our behalf. We maintain physical, electronic, and procedural safeguards to ensure the protection of your nonpublic personal information in accordance with state and federal privacy regulations.